Advisors have strong opinions about the deposit-taking institutions at which they work. All the insight, the ratings and the candid comments from the July 2015 issue of Investment Executive newspaper.
June 18, 2015
Advisors have strong opinions about the deposit-taking institutions at which they work. All the insight, the ratings and the candid comments from the July 2015 issue of Investment Executive newspaper.
June 18, 2015How advisors rated their firms
Advisors praise their firms' online platforms, which have significant integration of investment and banking accounts
Advisors have many concerns about their firms' technology, and several firms have much room for improvement
Banks and credit unions need to provide advisors with a variety of training opportunities delivered in various ways
Comprehensive programs matter to these advisors as they can't sell their books of business to fund their retirement
Advisors lauded compliance staff who are approachable and take the time to make sure all regulatory requirements are met
Advisors want their firms to have teams of specialists to help with clients' increasing needs in wealth-management services
CIBC and Meridian received great praise from their advisors, while the other firms in the survey have areas to improve
Big increase in AUM and productivity
This Report Card summarizes data from each of the Brokerage, Dealers' and Bank reports, looking at the trends across the financial advice industry
This year's research reveals how well the Big Six are meeting branch advisors' need for coaching, fair pay and effective tools
Advisor satisfaction across most of the 11 full-service and mutual fund dealers in the Report Card has held steady or improved compared with 2023
The Report Card, which has been published for more than 30 years, explores the concerns and needs of investment advisors in Canada as their firms…